Document and Printing Compliance for Financial Services

Financial Services Compliance Solutions

Due to their role in the global economy, financial institutions face some of the most stringent document compliance and document security audits of any industry. Those who regulate banks, insurance companies and other service providers scrutinize the companies’ internal and customer-facing documents for proof that the institutions can back up their commitments. In addition, failure to show compliance with SOX, FSA, OST, and Gramm-Leach-Bliley regulations can result in costly fines and tarnished reputations. Instant access to regulator-requested information can make the difference between a time-consuming paper chase and a pain-free annual audit.

LRS^® Output Management software provides robust facilities for capturing, storing, and viewing documents in online form. Using a customizable web-based client, authorized users can access documents from any browser-enabled computer or mobile device. Fast and intuitive search tools help employees quickly pinpoint exactly the information they need, accelerating both business operations and compliance efforts. It can also put regulators’ minds at ease, lowering the amounts of capital they require you to hold in reserve to cover business risk. This lets you put more of your money to work in growing your business.

To learn more about how LRS software can aid your compliance efforts, see the resources to the right or contact our document experts.